Comments on SAARC Convention

 

Background

 

T

rafficking in human beings is a heinous crime, which violates the basic human rights of affected persons. Despite national and international laws, which prohibit trafficking, the practice has been flourishing throughout Asia. Due to the nature of the trade which involves trans-border issues such as coordination between law enforcement agencies; lack of extra-territorial and extradition laws; and highly organized trafficking networks, crimes are committed with impunity. The non-existence of concerted regional effort in combating trafficking has further exacerbated the problem. Adoption of SAARC Convention on Preventing and Combating Trafficking in Women and Children for Prostitution on January 5, 2002 at the Eleventh SAARC Summit held in Kathmandu is a timely initiative and significant milestone in combating and preventing trafficking.

It is an important step forward in the fight to preventing and combating trafficking, especially since it recognizes the need for extraterritorial application of jurisdiction; and extradition laws including a provision that the Convention shall be effective and the States Parties to the Convention will be bound to prosecute or extradite offenders in the absence of extradition treaties between the concerned states.

Nevertheless, there are some pertinent issues, which have been overlooked, in the proposed Convention. The definition provided in the Convention is very narrow and focuses only on prostitution. Convention does not address trafficking from broader perspective and has limited its application to prostitution.  Further, the Convention lacks a strong treaty body and perspective on the rights of victims. Also the Convention does not clarify the recipient country's accountability in rescue, rehabilitation, repatriation and reintegration of affected persons. The recipient country needs to be made accountable towards the well being of the affected persons by providing mental and physical health care, legal advice and financial compensation. Immigration policy is also required that allows affected person to initiate proceedings against the offender in the country of residence. 

In this context, the Convention is reviewed with the objectives of bringing  necessary reformations for its effective implementation, to develop a comprehensive tool against the atrocious crime against humankind and establish regional mechanism to fight the crime.  Many organizations and individuals helped us while working on the Convention for which we are indebted.  Technical inputs from  Professor Jane H. Aiken, Ms. Shanti Dairiam, Dr. Rajit Bhakta Pradhanang, Ms. Sapana Pradhan-Malla, Mr. Phanindra Gautam, Mr. Sabin Shrestha, Mr. Som Luitel and Ms. Salina Joshi,  significantly contributed to finalise the comments.

 

Comments on SAARC Convention on Preventing and Combating Trafficking in Women and Children for Prostitution, 2002

 

Articles

Comments
Recommendations

Justifications

 

Title

 

SAARC Convention on Preventing and Combating Trafficking in Women and Children for Prostitution

In addition to prostitution, women and children are trafficked as forced labour, domestic servants, camel jockeys, and for organ transplantation. Men are also trafficked for various purposes.

SAARC Convention on Preventing and Combating Trafficking in Persons, Especially Women and Children.

The Protocol to Prevent, Suppress and Punish Trafficking in Persons, Especially Women and Children supplementing the United Nations Convention Against Transnational Organized Crime, 2000 (UN Protocol Against Trafficking), describes these additional forms of trafficking and states that anyone who is subject to trafficking is a victim, regardless of age or gender.

 

Preamble

 

Para. 1, Emphasizing that the evil of trafficking in women and children for the purpose of prostitution is incompatible with the dignity and honor of human beings and is a violation of basic human rights.

 

 

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Emphasizing that the crime of trafficking in persons for the purpose of exploitation is incompatible with the dignity and honor of human beings and is a violation of basic human rights.

"Crime" is a more suitable word than "evil" because it connotes the illegality, as well as the immorality, of trafficking, punishable under criminal law.

 

 

 

Recognizing that all countries in the SAARC region are parties to the Convention on the Elimination of all Forms of Discrimination Against Women 1979 (CEDAW) and the Convention on the Rights of the Child 1989 (CRC), and that accordingly the governments of these countries have the obligation to work toward the elimination of trafficking.

To create linkages with other international conventions on related issues.

 

Para. 2, Recalling the decision of the Ninth SAARC Summit (May 1997) that the feasibility of a regional Convention to combat the grave crime of trafficking in women and children for prostitution should be explored.

This paragraph ignores the 10th SAARC Meeting (July 1998, Colombo), which expressed concern with trafficking and suggested creating a technical committee to study trafficking.

Recalling the decision of the Ninth SAARC Summit (May 1997) and Tenth SAARC Summit (July 1998) that the feasibility of a regional Convention to combat the grave crime of trafficking in persons for exploitation should be explored.

To recognize the contributions made by the 10th SAARC Summit and to reflect the concerns raised by various human rights instruments dealing with the exploitation of women and children.

 

Para. 3, Recalling also the relevant international legal instruments relating to prevention of trafficking in women and children, including the Convention for the Suppression of Trafficking in Persons and of the Exploitation of Prostitution of Others, 1949; Convention on the Elimination of all Forms of Discrimination against Women 1979; International Covenant on Civil and Political Rights, 1966; and the Convention on the Rights of the Child, 1989.

This paragraph recalls several important international instruments, but leaves out other key instruments that should be included as well.

Recalling also the relevant international legal instruments relating to prevention of trafficking in persons, including: the Convention for the Suppression of Trafficking in Persons and of the Exploitation of Prostitution of Others, 1949; Convention on the Elimination of all Forms of Discrimination Against Women 1979; International Covenant on Civil and Political Rights, 1966 (ICCPR); Optional Protocol to ICCPR; International Convention on Economic, Social and Cultural Rights, 1966 (ICESCR); ILO Convention on Worst Form of Child Labor, No. 182; Refugee Convention, 1950; Convention on the Rights of the Child, 1989 (CRC); Optional Protocol to the Convention on the Rights of the Child on the Sale of Children and Child Prostitution and Child Pornography, 2000; 2nd Optional Protocol to the CRC; the Slavery Convention, 1926; Supplementary  Convention on the Abolition of the Slavery, the Slave Trade, and Institution and Practices Similar to Slavery, 1956; Protocol to Prevent, Suppress, and Punish Trafficking in Persons, Especially Women and Children Supplementing  the United Nations Convention  Against Transnational Organized Crime, 2000.

ICCPR ensures civil and political rights whereas ICESCR ensures economic and cultural rights, thus linking the two Conventions. The 2nd Optional Protocol to the CRC and Worst Form of Child Labour Conventions are relevant to trafficking due to the fact that many victims are children. The UN Protocol Against Trafficking sets international standards against trafficking that should be incorporated into the regional standards.

 

Para. 5, Noting with concern the increasing exploitation by traffickers of women and children from SAARC countries and their increasing use of these countries as sending, receiving and transit points.

In addition to women and children, men are also trafficked for various purposes.

Noting with concern the increasing exploitation by traffickers of persons of SAARC countries and their increasing use of these countries as sending, receiving and transit points.

The UN Protocol Against Trafficking includes all persons as victims and not just women and children.

 

Para 6, Recognizing in this regard the importance of establishing effective regional cooperation for preventing trafficking for prostitution and for investigation, detection, interdiction, prosecution and punishment of those responsible for such trafficking.

Persons are trafficked for various purposes such as forced labour, slavery, organ transplant, and camel jockeying and not just for prostitution.

Recognizing in this regard the importance of establishing effective regional cooperation for preventing and combating trafficking in persons, and paying particular attention to women and children, for investigation, detection, prosecution and punishment of those responsible for trafficking.

To make consistent with the UN Protocol Against Trafficking.

 

Para 7, Emphasizing the need to strengthen cooperation in providing assistance, rehabilitation and repatriation to victims of trafficking for prostitution.

 

 

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Emphasizing the need to strengthen cooperation among SAARC governments, as well as among civil societies and NGOs, in providing assistance, rehabilitation and repatriation to victims of trafficking.

Cooperative and coordinated efforts by the governments of SAARC countries and their civil societies and NGOs would broaden the scope of their efforts' effectiveness and efficiency.

 

 

Article I: Definitions

 

Art. I.2 "Prostitution" means the sexual exploitation or abuse of persons for commercial purposes.

 

 

 

 

 

 

 

 

 

For the purpose of this Convention, "Exploitation" shall include, at a minimum, the exploitation of the prostitution of others or other forms of sexual exploitation, forced labour or services, slavery or practices similar to slavery, servitude, or the removal of organs.

Given that individuals are trafficked for other purposes in addition to prostitution, the term “Exploitation” more accurately encompasses the scope of trafficking purposes. Also, to make consistent with the UN Protocol Against Trafficking, Sub Clause of Article 3(a). Further, ICESCR, Article 6, mentions right to work, and UN Guidelines[1] recognize voluntary prostitution as work.

 

Art. I.3 "Trafficking" means the moving, selling or buying of women and children for prostitution within and outside a country for monetary or other considerations with or without the consent of the person subjected to trafficking.

Inadequate coverage of all forms of Trafficking.

(a) "Trafficking" means the recruitment, transportation, transfer, harboring or receipt of persons, by means of the threat or use of force or other forms of coercion, of abduction, of fraud, of deception, of the abuse of power or of a position of vulnerability or of the giving or receiving of payments or benefits to achieve the consent of a person having control over another person, for the purpose of exploitation.[2]

(b) The recruitment, transportation, transfer, harboring or receipt of a child for the purpose of exploitation shall be considered trafficking in persons even if this does not involve any of the means set forth in subparagraph (a).

To make consistent with the UN Protocol Against Trafficking, Article 3(a).

 

Art. I.5 "Persons subjected to trafficking" means women and children victimized or forced into prostitution by the traffickers by deception, threat, coercion, kidnapping, sale, fraudulent marriage, child marriage or any other unlawful means.

The use of the past tense for "victimized or forced" implies that women and children who are rescued during or escape from a trafficking or attempted trafficking situation would not be traumatized by it.

"Persons subjected to trafficking" means persons who are trafficked or in the process of being trafficked by deception, threat, coercion, kidnapping, sale, fraudulent marriage, child marriage, or any other unlawful means.

To ensure all victims and potential victims are covered by the Convention.

 

Art. I.6 "Protective home" means a home established or recognized by a Government of a Member State for the reception, care, treatment and rehabilitation of rescued or arrested persons subjected to trafficking.

Victims of trafficking should not be placed in a protective home against their will because involuntary placement, i.e. without their consent, violates their right to freedom from arbitrary arrest and detention.

"Safe home" means a safe environment recognized by a Government of a Member State for the reception, care, treatment, rehabilitation and other necessary services for victims, to be provided only with the victims' informed consent.

ICCPR, Article 9, protects against arbitrary arrest and detention.

 

Article II: Scope of the Convention

 

Art. II The purpose of this Convention is to promote co-operation amongst Member States so that they may effectively deal with the various aspects of prevention, interdiction and suppression of trafficking in women and children; the repatriation and rehabilitation of victims of trafficking and prevent the use of women and children in international prostitution networks, particularly where the countries of the SAARC region are the countries of origin, transit and destination.

Involuntary repatriation would violate victims' rights, since some may not want to return due to fear of being socially stigmatized or for other reasons.

The purpose of this Convention is to promote co-operation amongst Member States so that they may effectively deal with the various aspects of prevention, interdiction and suppression of trafficking in persons; the voluntary repatriation and rehabilitation of victims of trafficking and prevent the use of women and children in international prostitution networks, particularly where the countries of the SAARC region are the countries of origin, transit and destination.

International instruments that prohibit or restrict trafficking have recognized the importance of voluntary repatriation, for example: the Human Rights Standards For The Treatment of Trafficked Persons No. 28 (HRS) and the Human Rights and Trafficking in Persons: A Handbook, GAATW, 2001.

 

Article III: Offences

 

Art: III.2 The State Parties to the Convention, in their respective territories, shall provide for punishment of any person who keeps, maintains or manages or knowingly finances or takes part in the financing of a place used for the purpose of trafficking and knowingly lets or rents a building or other place or any part thereof for the purpose of trafficking.

Does not include all forms and stages of trafficking.

The State Parties to the Convention, in their respective territories, shall provide for punishment of any person who transfers, transports, recruits, receives, buys, sells, pledges, detains, keeps any person, and/or who maintains, manages, controls, knowingly finances or takes part in the financing of a place or vehicle used for the purpose of trafficking and/or knowingly lets or rents a building or other place or any part thereof or vehicle for the purpose of trafficking.

To make consistent with the UN Protocol Against Trafficking, Article 5.

 

Art. III.3 Any attempt or abetment to commit any crime mentioned in paras 1 and 2 above or their financing shall also be punishable.

Conspiracy is not included.

Any attempt or conspiracy to direct or to abet any crime mentioned in paras 1 and 2 above or their financing shall also be punishable.

UN Protocol Against Trafficking, Article 5 (2)c, criminalizes the directing of trafficking.

 

Art. III.4

Pornography is one of the purposes of trafficking but this is not included as offence.

Use of persons for pornographic exploitation shall be serious offence.

ILO Convention, No. 182, and the 2nd Optional Protocol to the CRC, Article 3, punishes the use of children for pornographic purposes.

 

Art. III.5

Advances in communication technology and the rise of globalization could be used for exploitative purposes and must be included.

Use of information and communication technology for the purpose of trafficking shall be punishable.

The Convention on Cyber Crime has acknowledged these kinds of crimes.

 

Art. III.6

 

State parties shall provide additional punishment for crimes such as rape, assault, slavery, debt bondage, forced pregnancy, fraud, bribery, unsafe transport of victims, sexual exploitation and forced labour.

To make consistent with Human Rights Standards For The Treatment of Trafficked Persons, No.11.

Article IV: Aggravating Circumstances

Art. IV.1 The State Parties to the Convention shall ensure that their courts having jurisdiction over the offences committed under this Convention, can take into account factual circumstances which make the commission of such offences particularly grave, viz.

No provision for additional punishment in cases with aggravating circumstances.

The State Parties to the Convention shall ensure that their courts having jurisdiction over the offences committed under this Convention, can take into account factual circumstances which make the commission of such offences particularly grave, viz and shall provide additional punishment for such circumstances.

To provide additional punishment in cases with aggravated circumstances.

Art. IV.1a The involvement in the offences of an organized criminal group to which the offender belongs.

Persons associated with such group are not mentioned.

The involvement in the offences of an organized criminal group or a person associated with such a group.

To broaden the scope of the provision to include persons associated with organized criminal groups in addition to persons who belong to such groups.

Art. IV.1c The use of violence or arms by the offender.

Mental and physical violence is not specified.

The use of physical or mental violence, such as torture, drugs or other life-threatening practices by the offender.

Convention Against Torture and Other Cruel and Inhuman and Degrading Treatment or Punishment, 1984, Article 1 (CAT), recognizes both kinds mental and physical torture as acts of violence.

 

 

The trafficking of children for employment in reprehensible forms of child labor and illegal activities.[3]

The 2nd Optional Protocol to the CRC, Article 3, prohibits the use of children in forced labor and other illegal activities.

 

 

Offences against people with physical or mental disabilities, calamity-affected or uprooted people, or people whose access to justice systems is limited, denied or controlled.

The UN Declaration on the Rights of Disabled Persons, 1975, Articles 2 and 10, protect against the exploitation of disabled persons.

Article V: Judicial Proceedings

Art. V.1 In trying offences under this Convention, judicial authorities in Member States shall ensure that the confidentiality of the child and women victims is maintained and that they are provided appropriate counseling and legal assistance.

This fails to provide adequate coverage of the rights of the victims, such as the confidentiality of records, the right to privacy, identity protection and access to justice. Further, other persons besides women and children are not included.

The Member States agree to ensure that the confidentiality of records and the privacy and identity of the victims are respected in the judicial proceedings (including camera hearings) and that they are provided with appropriate counseling and legal assistance.

UN Protocol Against Trafficking, Article 6, and the 2nd Optional Protocol to the CRC, Article 8, have recognized these aspects of privacy and confidentiality.

 

 

The International Criminal Court Statute (ICC), Article 68, guarantees camera hearings. The International Criminal Tribunal for Former Yugoslavia Statute (ICTY), Article 22, and the International Criminal tribunal for Rwanda Statute (ICTR), Article 21, also provide for camera hearings.

Art. V.2

 

The victims shall have the right of access to prompt redress and to mechanisms of justice that are expeditious, fair and inexpensive.

The Human Rights Standards For The Treatment of Trafficked Persons, No. 10, provides for the supplying of trafficked persons with a competent, qualified translator and legal representation before and during criminal proceedings against traffickers.

Art. V.3

 

The Member States agree to ensure confidentiality, protection and financial support for witnesses in judicial proceeding.

 

 

 

 

 

 

 

 

 

 

Witnesses are often uneducated and poor and therefore the Member States must facilitate their participation in trials of traffickers, especially in cases where witnesses have to travel abroad for trials.

 

To make consistent with Human Rights Standards For The Treatment of Trafficked Persons, No.4.

 

To make consistent with the 2nd Optional Protocol to the CRC, Article 8; ICTY, Article 22; ICTR, Article 21[4]; and ICC Statute, Article 68, include provisions for victims and witness protection.

Art V.4

 

The victim shall have the authority to petition the court to order criminal prosecution for the trafficking offense, if the government choose not to prosecute the case.

 

Any decision not to prosecute a trafficking offense must be for good cause. A government attorney who declines to prosecute must submit such cause in writing to the court and the victim.

The Convention fails to esetablish accountability among government attorneys for decisions not to prosecute trafficking offences.

Article VI: Mutual Legal Assistance

Art. VI.1 The State Parties to the Convention shall grant to each other the widest measure of mutual legal assistance in respect of investigations, inquiries, trials or other proceedings in the requesting State in respect of offences under this Convention. Such assistance shall include:

The language is not sufficiently binding.

The State Parties to the Convention shall  undertake to develop strategies and mechanisms to grant to each other the widest measures of mutual legal assistance with in respect to investigations, inquiries, trials or other proceedings in the requesting state with respect to offences under this Convention. Such assistance shall include:

The identification of specific roles make the language more binding on State Parties' obligations.

Art. VI.2 Requests for assistance shall be executed promptly in accordance with their national laws and in the manner requested by the Requesting State. In the event that the Requested State is not able to comply in whole or in part with a request for assistance or decides to postpone execution it shall promptly inform the Requesting State and shall give reasons for the same.

The language is not sufficiently binding.

The State Parties to the Convention agree to promptly execute requests for assistance in accordance with their national laws and in the manner requested by the Requesting State. In the event that the Requested State is not able to comply in whole or in part with a request for assistance or decides to postpone execution it shall promptly inform the Requesting Sate and shall give reason for the same.

The identification of specific procedures make the language more binding on State Parties' obligations.

Article VII: Extradition or Prosecution

Art. VII.1 The offences referred to in the present Convention shall be regarded as extraditable offences in any extradition treaty that has been or may hereinafter be concluded, between any of the Parties to the Convention.

This provision lacks a time frame in which to conduct or complete negotiations.

The offences referred to in the present Convention shall be regarded as extraditable offences in any extradition treaty that has been or may hereinafter be concluded, between any of the Parties to the Convention.

 

In the absence of an extradition treaty, extradition treaties shall be concluded within a reasonable time period from the date on which this Convention enters into force.

This specifies a time frame which the State Parties must abide.

Article VIII: Measures to Prevent and Interdict Trafficking in Women and Children

Art. VIII.1 The State Parties to the Convention shall provide sufficient means, training and assistance to their respective authorities to enable them to effectively conduct inquiries, investigations and prosecution of offences under this Convention.

This ignores the need for adequate personnel with specialized knowledge and providers of specialized services. It also fails to provide training to enable service providers to distinguish between the different types of trafficking and the corresponding different types of services victims will need.

The State Parties to the Convention agree to develop and provide sufficient human resources and means, and provide training and assistance to their respective authorities to enable them to effectively conduct inquiries, investigations and prosecutions of offences under this Convention so as to prevent, control, combat and curb trafficking in persons and the crimes related to it.

This allows for the inclusion of special service providers and the development of greater expertise in this area. The UN Protocol Against Trafficking, Article 10, and the Human Rights Standards For The Treatment of Trafficked Persons, No 21, provide for training for officers in law enforcement, immigration and other related fields.

Art. VIII.2 The State Parties to the Convention shall sensitize their law enforcement agencies and the judiciary in respect of the offences under this Convention and other related factors that encourage trafficking in women and children.

Immigration officers and lawyers are not included.

The State Parties to the Convention shall sensitize their law enforcement agencies, immigration officers, border police, legal professionals and the judiciary in respect of the offences under this Convention and other related factors that encourage trafficking in persons.

UN Protocol Against Trafficking, Article 10, provides for the training for immigration officers.

Art. VIII.3 The State Parties to the Convention shall establish a Regional Task Force consisting of officials of the Member States to facilitate implementation of the provisions of this Convention and to undertake periodic reviews.

The Task Force includes only officials of the State Parties and excludes other individuals or groups active in these fields, thus it seems more like a fact-finding body that would lack the capacity to make recommendations to Member States.

For the purpose of considering progress made in the implementation of the present Convention, there shall be established a committee of seven members from each state of competence in the field covered by the Convention. The representatives shall be nominated by the State Parties from among their nationals and shall serve in their personal capacity.

UN Charter, Article 2, recognizes the principle of sovereign equality.</